“Citadel,” “Citadel Securities,” the Castle logo and “Better Markets Make A Better World” are service marks of an affiliate of Citadel LLC and are registered or are pending registration in the United States and several other jurisdictions.

Citadel Securities (Hong Kong) Limited is exempt from the requirement to hold an Australian financial services licence under the Corporations Act 2001 in respect of the financial services provided in Australia; and

Citadel Securities (Hong Kong) Limited is regulated by the Securities and Futures Commission of Hong Kong under the laws of Hong Kong, which differ from Australian laws.