公共政策

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Citadel 证券相信公平、开放、竞争和透明的市场最能满足所有参与者的需求。

股票和期权

美国股票市场是全球最公平、最透明、最有弹性及最具竞争力的市场。Citadel 证券认为竞争和创新已显著改善了所有投资者的投资条件,他们受益于交易成本的大幅降低、市场透明度和流动性的提升,以及竞争的加剧。我们支持监管工作,以确保美国股票市场继续以最好的方式为所有投资者的利益服务。

Mar 1 2019

Citadel Securities Canada Comment Letter on the Proposed Fee Rebate Pilot

Nov 28 2018

Citadel Securities Comment Letter on NYSE Rule 104

Nov 12 2018

Citadel Securities Letter on the FINRA Proposal to Increase OTC Equity Transparency

Oct 23 2018

Citadel Securities Supplemental Comment Letter on Proposed Rule 606 Modifications

May 25 2018

Comment Letter to the SEC on the Proposed Transaction Fee Pilot for NMS Stocks

Dec 8 2017

Statement in Support of the SEC Review of the CHX Liquidity Enhancing Access Delay

场外交易衍生品改革 – 美国

Citadel 证券坚定支持 20 国集团改革场外交易衍生品市场,包括中央结算和交易要求方面的变革。这些改革已经展开,并将继续减少互联和系统性风险,提高交易前和交易后的透明度,并培养一个开放、公平、有竞争力的环境。

Mar 15 2019

Citadel Response to the SEF Rule Proposal

Mar 15 2019

Citadel Securities Comment Letter on SEC Capital and Margin Rules

Sep 7 2018

Response to Global Regulators’ Consultation on Incentives to Centrally Clear OTC Derivatives

Sep 5 2018

Letter to the SEC on Advancing the Implementation of Security-Based Swap Rules

Sep 30 2017

Comment Letter to the CFTC on Project KISS

Aug 21 2017

Comment Letter to the CFTC on Review of Swap Reporting Rules

场外交易衍生品改革 – 欧洲

Citadel 证券坚定支持 20 国集团改革场外交易衍生品市场,包括中央结算和交易要求方面的变革。这些改革已经展开,并将继续减少互联和系统性风险,提高交易前和交易后的透明度,并培养一个开放、公平、有竞争力的环境。

Nov 6 2018

Citadel Feedback on the ESMA EU Derivatives Market Report

Apr 23 2018

Citadel Letter to ESMA on TRV Report

Feb 7 2018

Citadel Letter to EC and ESMA on MiFID II Implementation

Aug 31 2017

Response to French AMF Public Consultation on Implementing MiFID 2 Pre- and Post-Trade Transparency Requirements

July 31, 2017

Response to ESMA Consultation Paper on the Trading Obligation

July 18, 2017

Response to the European Commission on the EMIR Refit Proposal

场外交易衍生品 – 亚太地区

Citadel 证券坚定支持 20 国集团改革场外交易衍生品市场,包括中央结算和交易要求方面的变革。这些改革已经展开,并将继续减少互联和系统性风险,提高交易前和交易后的透明度,并培养一个开放、公平、有竞争力的环境。

Apr 27 2018

Comment Letter to the HKMA and HK SFC on the Clearing Obligation and Platform Trading Obligation

Mar 23 2018

Response to the Singapore MAS Consultation on Mandatory Trading of Derivatives Contracts

Mar 14 2018

Comment Letter to HK SFC on Client Clearing Services & Straight-Through-Processing

美国国债

Citadel 证券支持对美国国债市场监管框架现代化而作出的努力,包括引入实时公开报告、多边交易场所登记、无歧视进入交易场所以及扩大回购清算。秉持我们长期以来对更公平、更有效市场的承诺,我们相信这些变革将增强美国国债市场的透明度和弹性,并为国债市场参与者在交易场所和交易对手之间提供更多选择。

Mar 30 2019

Citadel Comment Letter on FICC Sponsoring Member Program

Sep 10 2018

Comment Letter to OFR on the Reporting of Repo Transactions

Jul 5 2018

Comment Letter to the SEC on the FINRA Proposal Relating to ATS Reporting of US Treasury Transactions to TRACE

Aug 15 2016

Comment Letter to the SEC on FINRA’s Treasury TRACE Reporting

Apr 22 2016

Response to the Treasury “Request for Information” on the Evolution of U.S. Treasury Market Structure

Nov 20 2015

Ken Griffin’s Keynote Address at the 2015 Roundtable on Treasury Markets and Debt Management

商品期货

Citadel 证券认为,投资者在大宗商品市场上扮演着重要而有裨益的角色。投资者的研究和分析带来了更大的透明度,便于大宗商品生产者和消费者做出更有效的经济决策,优化了实体经济中的资源配置。同时,投资者的市场活动增强了流动性,并促进所有市场参与者的价格发现过程。

Mar 15 2019

Comment Letter on the ICE Asymmetric Speed Bump

Sep 30 2017

Comment Letter to the CFTC on Project KISS

Mar 16 2016

Comment Letter to the CFTC on Regulation Automated Trading (Reg AT)

Aug 4 2014

Comment Letter to the CFTC on Position Limits (No. 2)

Jul 7 2014

Comment Letter to the EIA on the Monthly Natural Gas Production Report

Dec 13 2013

Comment Letter to the CFTC on the Concept Release on Automated Trading

外汇交易

Sep 21 2017

Comment Letter to the Global Foreign Exchange Committee on Last Look

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