公共政策

1

Citadel 证券相信公平、开放、竞争和透明的市场最能满足所有参与者的需求。

Read our white paper on Policy Recommendations for the U.S. Financial Markets.

May 2021

Enhancing Competition, Transparency and Resiliency in U.S. Financial Markets

股票和期权

美国股票市场是全球最公平、最透明、最有弹性及最具竞争力的市场。Citadel 证券认为竞争和创新已显著改善了所有投资者的投资条件,他们受益于交易成本的大幅降低、市场透明度和流动性的提升,以及竞争的加剧。我们支持监管工作,以确保美国股票市场继续以最好的方式为所有投资者的利益服务。

Nov 30 2020

CAT Data Security

Aug 14 2020

IEX D-Limit

Aug 12 2020

AIM Auctions for SPX

July 9 2020

AIM Auctions for SPX

July 2 2020

IEX D-Limit

June 1 2020

CAT Data Security

April 23 2020

IEX D-Limit

Feb 18 2020

NYSE Direct Listings

Nov 17 2019

SIP Odd Lots Proposal

Feb 23 2021

CAT Limitation of Liability

Nov 30 2020

CAT Data Security

Aug 14 2020

IEX D-Limit

Aug 12 2020

AIM Auctions for SPX

June 12 2020

NYSE Wireless Data Proposal

May 26 2020

Market Data Infrastructure

场外交易衍生品改革 – 美国

Citadel 证券坚定支持 20 国集团改革场外交易衍生品市场,包括中央结算和交易要求方面的变革。这些改革已经展开,并将继续减少互联和系统性风险,提高交易前和交易后的透明度,并培养一个开放、公平、有竞争力的环境。

April 21 2020

Post-trade Name Give-up

March 9, 2020

CFTC Cross-Border

March 3 2020

Swap Dealer Capital

Nov 22 2019

Exempt DCOs

Dec 7 2020

Portfolio Margining of Uncleared Swaps and SBS

May 22 2020

Real-time Public Reporting of Blocks

May 22 2020

Codification of SEF No-Action Letters

April 21 2020

Post-trade Name Give-up

March 9, 2020

CFTC Cross-Border

March 3 2020

Swap Dealer Capital

场外交易衍生品改革 – 欧洲

Citadel 证券坚定支持 20 国集团改革场外交易衍生品市场,包括中央结算和交易要求方面的变革。这些改革已经展开,并将继续减少互联和系统性风险,提高交易前和交易后的透明度,并培养一个开放、公平、有竞争力的环境。

Nov 21 2019

EMIR FRANDT

Jan 11 2021

Feedback on ESMA Market Data Guidelines

Dec 7 2020

ESMA Transaction Reporting and Reference Data

June 15 2020

ESMA Post-trade Risk Reduction Services

June 14 2020

MiFID II Non-Equity Transparency

Nov 21 2019

EMIR FRANDT

Sept 6 2019

MiFID II Transparency and CTP

场外交易衍生品 – 亚太地区

Citadel 证券坚定支持 20 国集团改革场外交易衍生品市场,包括中央结算和交易要求方面的变革。这些改革已经展开,并将继续减少互联和系统性风险,提高交易前和交易后的透明度,并培养一个开放、公平、有竞争力的环境。

Apr 27 2018

Comment Letter to the HKMA and HK SFC on the Clearing Obligation and Platform Trading Obligation

Mar 23 2018

Response to the Singapore MAS Consultation on Mandatory Trading of Derivatives Contracts

Mar 14 2018

Comment Letter to HK SFC on Client Clearing Services & Straight-Through-Processing

美国国债

Citadel 证券支持对美国国债市场监管框架现代化而作出的努力,包括引入实时公开报告、多边交易场所登记、无歧视进入交易场所以及扩大回购清算。秉持我们长期以来对更公平、更有效市场的承诺,我们相信这些变革将增强美国国债市场的透明度和弹性,并为国债市场参与者在交易场所和交易对手之间提供更多选择。

March 1 2021

SEC Reg ATS Proposal

Feb 22 2021

FINRA Regulatory Reporting Proposal

Jan 30 2019

Citadel Comment Letter on FICC Sponsoring Member Program

Sep 10 2018

Comment Letter to OFR on the Reporting of Repo Transactions

Jul 5 2018

Comment Letter to the SEC on the FINRA Proposal Relating to ATS Reporting of US Treasury Transactions to TRACE

Aug 15 2016

Comment Letter to the SEC on FINRA’s Treasury TRACE Reporting

商品期货

Citadel 证券认为,投资者在大宗商品市场上扮演着重要而有裨益的角色。投资者的研究和分析带来了更大的透明度,便于大宗商品生产者和消费者做出更有效的经济决策,优化了实体经济中的资源配置。同时,投资者的市场活动增强了流动性,并促进所有市场参与者的价格发现过程。

March 15 2020

CFTC Position Limits

Mar 15 2019

Comment Letter on the ICE Asymmetric Speed Bump

Sep 30 2017

Comment Letter to the CFTC on Project KISS

Mar 16 2016

Comment Letter to the CFTC on Regulation Automated Trading (Reg AT)

Aug 4 2014

Comment Letter to the CFTC on Position Limits (No. 2)

Jul 7 2014

Comment Letter to the EIA on the Monthly Natural Gas Production Report

外汇交易

Sept 6 2019

FINRA Proposal to Publish Bond ATS Data

June 11 2019

TRACE Corporate Bond Pilot Proposal

Sep 21 2017

Comment Letter to the Global Foreign Exchange Committee on Last Look

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