公共政策

1

Citadel 證券相信公平、開放、競爭及透明的市場最能為參與者服務。

閱讀我們關於美國金融市場政策建議的白皮書。

May 2021

Enhancing Competition, Transparency and Resiliency in U.S. Financial Markets

股票和期權

美國股票市場是全球最公平、最透明、最有彈性及最具競爭力的市場。Citadel 證券認為競爭與創新已顯著改善所有投資者的投資條件,他們受益於交易成本的大幅降低、市場透明度及流動性的提升,以及競爭的加劇。我們支持監管工作,以確保美國股票市場繼續以最好的方式為所有投資者的利益服務。

Nov 30 2020

CAT Data Security

Aug 14 2020

IEX D-Limit

Aug 12 2020

AIM Auctions for SPX

July 9 2020

AIM Auctions for SPX

July 2 2020

IEX D-Limit

June 1 2020

CAT Data Security

April 23 2020

IEX D-Limit

Feb 18 2020

NYSE Direct Listings

Nov 17 2019

SIP Odd Lots Proposal

Feb 23 2021

CAT Limitation of Liability

Nov 30 2020

CAT Data Security

Aug 14 2020

IEX D-Limit

Aug 12 2020

AIM Auctions for SPX

June 12 2020

NYSE Wireless Data Proposal

May 26 2020

Market Data Infrastructure

場外衍生工具改革—美國

Citadel 證券堅定支持二十國集團 (G-20) 改革場外衍生工具市場,包括中央結算及交易要求方面的變革。這些改革已經展開,並將繼續減少互聯及系統性風險,提高交易前和交易後的透明度,並培養一個開放、公平、有競爭力的環境。

April 21 2020

Post-trade Name Give-up

March 9, 2020

CFTC Cross-Border

March 3 2020

Swap Dealer Capital

Nov 22 2019

Exempt DCOs

Dec 7 2020

Portfolio Margining of Uncleared Swaps and SBS

May 22 2020

Real-time Public Reporting of Blocks

May 22 2020

Codification of SEF No-Action Letters

April 21 2020

Post-trade Name Give-up

March 9, 2020

CFTC Cross-Border

March 3 2020

Swap Dealer Capital

場外衍生工具改革—歐洲

Citadel 證券堅定支持二十國集團 (G-20) 改革場外衍生工具市場,包括中央結算及交易要求方面的變革。這些改革已經展開,並將繼續減少互聯及系統性風險,提高交易前和交易後的透明度,並培養一個開放、公平、有競爭力的環境。

Nov 21 2019

EMIR FRANDT

Jan 11 2021

Feedback on ESMA Market Data Guidelines

Dec 7 2020

ESMA Transaction Reporting and Reference Data

June 15 2020

ESMA Post-trade Risk Reduction Services

June 14 2020

MiFID II Non-Equity Transparency

Nov 21 2019

EMIR FRANDT

Sept 6 2019

MiFID II Transparency and CTP

場外衍生工具—亞太地區

Citadel 證券堅定支持二十國集團 (G-20) 改革場外衍生工具市場,包括中央結算及交易要求方面的變革。這些改革已經展開,並將繼續減少互聯及系統性風險,提高交易前和交易後的透明度,並培養一個開放、公平、有競爭力的環境。

Apr 27 2018

Comment Letter to the HKMA and HK SFC on the Clearing Obligation and Platform Trading Obligation

Mar 23 2018

Response to the Singapore MAS Consultation on Mandatory Trading of Derivatives Contracts

Mar 14 2018

Comment Letter to HK SFC on Client Clearing Services & Straight-Through-Processing

美國國債

Citadel 證券支持對美國國債市場監管框架現代化而作出的努力,包括引入實時公開報告、多邊交易場所登記、無歧視進入交易場所,以及擴大回購清算。秉持我們長期以來對更公平、更有效市場的承諾,我們相信這些變革將增強美國國債市場的透明度及彈性,並為國債市場參與者在交易場所及交易對手之間提供更多選擇。

March 1 2021

SEC Reg ATS Proposal

Feb 22 2021

FINRA Regulatory Reporting Proposal

Jan 30 2019

Citadel Comment Letter on FICC Sponsoring Member Program

Sep 10 2018

Comment Letter to OFR on the Reporting of Repo Transactions

Jul 5 2018

Comment Letter to the SEC on the FINRA Proposal Relating to ATS Reporting of US Treasury Transactions to TRACE

Aug 15 2016

Comment Letter to the SEC on FINRA’s Treasury TRACE Reporting

商品期貨

Citadel 證券認為,投資者在大宗商品市場中扮演著重要而有裨益的角色。投資者的研究及分析帶來了更大的透明度、便於大宗商品生產者及消費者做出更有效的經濟決策,並優化了實體經濟中的資源配置。同時,投資者市場活動增強了流動性,並促進所有市場參與者的價格發現過程。

March 15 2020

CFTC Position Limits

Mar 15 2019

Comment Letter on the ICE Asymmetric Speed Bump

Sep 30 2017

Comment Letter to the CFTC on Project KISS

Mar 16 2016

Comment Letter to the CFTC on Regulation Automated Trading (Reg AT)

Aug 4 2014

Comment Letter to the CFTC on Position Limits (No. 2)

Jul 7 2014

Comment Letter to the EIA on the Monthly Natural Gas Production Report

其他固定收益、外匯及大宗商品 (FICC) 資產類別

Sept 6 2019

FINRA Proposal to Publish Bond ATS Data

June 11 2019

TRACE Corporate Bond Pilot Proposal

Sep 21 2017

Comment Letter to the Global Foreign Exchange Committee on Last Look

繁體中文 ▾