公共政策

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Citadel 證券相信公平、開放、競爭及透明的市場最能滿足所有參與者的需求。

股票和期權

美國股票市場是全球最公平、最透明、最有彈性及最具競爭力的市場。Citadel 證券認為競爭與創新已顯著改善所有投資者的投資條件,他們受益於交易成本的大幅降低、市場透明度及流動性的提升,以及競爭的加劇。我們支持監管工作,以確保美國股票市場繼續以最好的方式為所有投資者的利益服務。

Mar 1 2019

Citadel Securities Canada Comment Letter on the Proposed Fee Rebate Pilot

Nov 28 2018

Citadel Securities Comment Letter on NYSE Rule 104

Nov 12 2018

Citadel Securities Letter on the FINRA Proposal to Increase OTC Equity Transparency

Oct 23 2018

Citadel Securities Supplemental Comment Letter on Proposed Rule 606 Modifications

May 25 2018

Comment Letter to the SEC on the Proposed Transaction Fee Pilot for NMS Stocks

Dec 8 2017

Statement in Support of the SEC Review of the CHX Liquidity Enhancing Access Delay

場外衍生工具改革—美國

Citadel 證券堅定支持 20 國集團改革場外衍生工具市場,包括中央結算及交易要求方面的變革。這些改革已經展開,並將繼續減少互聯及系統性風險,提高交易前和交易後的透明度,並培養一個開放、公平、有競爭力的環境。

Mar 15 2019

Citadel Response to the SEF Rule Proposal

Mar 15 2019

Citadel Securities Comment Letter on SEC Capital and Margin Rules

Sep 7 2018

Response to Global Regulators’ Consultation on Incentives to Centrally Clear OTC Derivatives

Sep 5 2018

Letter to the SEC on Advancing the Implementation of Security-Based Swap Rules

Sep 30 2017

Comment Letter to the CFTC on Project KISS

Aug 21 2017

Comment Letter to the CFTC on Review of Swap Reporting Rules

場外衍生工具改革—歐洲

Citadel 證券堅定支持 20 國集團改革場外衍生工具市場,包括中央結算及交易要求方面的變革。這些改革已經展開,並將繼續減少互聯及系統性風險,提高交易前和交易後的透明度,並培養一個開放、公平、有競爭力的環境。

Nov 6 2018

Citadel Feedback on the ESMA EU Derivatives Market Report

Apr 23 2018

Citadel Letter to ESMA on TRV Report

Feb 7 2018

Citadel Letter to EC and ESMA on MiFID II Implementation

Aug 31 2017

Response to French AMF Public Consultation on Implementing MiFID 2 Pre- and Post-Trade Transparency Requirements

July 31, 2017

Response to ESMA Consultation Paper on the Trading Obligation

July 18, 2017

Response to the European Commission on the EMIR Refit Proposal

場外衍生工具—亞太地區

Citadel 證券堅定支持 20 國集團改革場外衍生工具市場,包括中央結算及交易要求方面的變革。這些改革已經展開,並將繼續減少互聯及系統性風險,提高交易前和交易後的透明度,並培養一個開放、公平、有競爭力的環境。

Apr 27 2018

Comment Letter to the HKMA and HK SFC on the Clearing Obligation and Platform Trading Obligation

Mar 23 2018

Response to the Singapore MAS Consultation on Mandatory Trading of Derivatives Contracts

Mar 14 2018

Comment Letter to HK SFC on Client Clearing Services & Straight-Through-Processing

美國國債

Citadel 證券支持對美國國債市場監管框架現代化而作出的努力,包括引入實時公開報告、多邊交易場所登記、無歧視進入交易場所,以及擴大回購清算。秉持我們長期以來對更公平、更有效市場的承諾,我們相信這些變革將增強美國國債市場的透明度及彈性,並為國債市場參與者在交易場所及交易對手之間提供更多選擇。

Mar 30 2019

Citadel Comment Letter on FICC Sponsoring Member Program

Sep 10 2018

Comment Letter to OFR on the Reporting of Repo Transactions

Jul 5 2018

Comment Letter to the SEC on the FINRA Proposal Relating to ATS Reporting of US Treasury Transactions to TRACE

Aug 15 2016

Comment Letter to the SEC on FINRA’s Treasury TRACE Reporting

Apr 22 2016

Response to the Treasury “Request for Information” on the Evolution of U.S. Treasury Market Structure

Nov 20 2015

Ken Griffin’s Keynote Address at the 2015 Roundtable on Treasury Markets and Debt Management

商品期貨

Citadel 證券認為,投資者在大宗商品市場中扮演著重要而有裨益的角色。投資者的研究及分析帶來了更大的透明度、便於大宗商品生產者及消費者做出更有效的經濟決策,並優化了實體經濟中的資源配置。同時,投資者市場活動增強了流動性,並促進所有市場參與者的價格發現過程。

Mar 15 2019

Comment Letter on the ICE Asymmetric Speed Bump

Sep 30 2017

Comment Letter to the CFTC on Project KISS

Mar 16 2016

Comment Letter to the CFTC on Regulation Automated Trading (Reg AT)

Aug 4 2014

Comment Letter to the CFTC on Position Limits (No. 2)

Jul 7 2014

Comment Letter to the EIA on the Monthly Natural Gas Production Report

Dec 13 2013

Comment Letter to the CFTC on the Concept Release on Automated Trading

外匯交易

Sep 21 2017

Comment Letter to the Global Foreign Exchange Committee on Last Look

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