Policy Positions Archive - Citadel Securities

Search the firm’s policy positions and commentary.

Viewing 10 of 198 results

Whitepaper

Resiliency of Liquidity Provision in Stressed Markets: Benefits of Non-Bank Market Makers in Fixed Income Markets

September 20, 2026

Comment Letter to the SEC and CFTC on Further Definition of "Swap" and "Security-Based Swap" and on Alternative Compliance

September 9, 2026

Comment Letter to the SEC on NYSE Continued Listing Requirements

August 24, 2026

Comment Letter to the SEC and CFTC on Swap and Security-Based Swap Data Reporting

August 24, 2026

Comment Letter to the SEC on the Order Protection Rule

August 17, 2026

Comment Letter to the SEC on Tokenized U.S. Equity Securities & DeFi Trading Protocols

December 31, 2025

Comment Letter to the SEC on Nasdaq Initial and Continued Listing Requirements

December 3, 2025

Comment Letter to the SEC on Tokenized US Equities & DeFi Trading Protocols

December 2, 2025

Comment Letter to the CFTC re: Revisions to the Business Conduct and Swap Documentation Requirements

November 17, 2025

Comment Letter to SEC on 2025 CAT Funding Proposal

October 17, 2025

Search the firm’s policy positions and commentary.

Viewing 10 of 198 results

Whitepaper

Resiliency of Liquidity Provision in Stressed Markets: Benefits of Non-Bank Market Makers in Fixed Income Markets

September 20, 2026

Comment Letter to the SEC and CFTC on Further Definition of "Swap" and "Security-Based Swap" and on Alternative Compliance

September 9, 2026

Comment Letter to the SEC on NYSE Continued Listing Requirements

August 24, 2026

Comment Letter to the SEC and CFTC on Swap and Security-Based Swap Data Reporting

August 24, 2026

Comment Letter to the SEC on the Order Protection Rule

August 17, 2026

Comment Letter to the SEC on Tokenized U.S. Equity Securities & DeFi Trading Protocols

December 31, 2025

Comment Letter to the SEC on Nasdaq Initial and Continued Listing Requirements

December 3, 2025

Comment Letter to the SEC on Tokenized US Equities & DeFi Trading Protocols

December 2, 2025

Comment Letter to the CFTC re: Revisions to the Business Conduct and Swap Documentation Requirements

November 17, 2025

Comment Letter to SEC on 2025 CAT Funding Proposal

October 17, 2025

Policy Positions

Policy Positions

Search the firm’s policy positions and commentary.

Search the firm’s policy positions and commentary.

Document Type

Year

Resiliency of Liquidity Provision in Stressed Markets: Benefits of Non-Bank Market Makers in Fixed Income Markets

Comment Letter to the SEC and CFTC on Further Definition of "Swap" and "Security-Based Swap" and on Alternative Compliance

Comment Letter to the SEC on NYSE Continued Listing Requirements

Comment Letter to the SEC and CFTC on Swap and Security-Based Swap Data Reporting

Comment Letter to the SEC on the Order Protection Rule

Comment Letter to the SEC on Tokenized U.S. Equity Securities & DeFi Trading Protocols

Comment Letter to the SEC on Nasdaq Initial and Continued Listing Requirements

Comment Letter to the SEC on Tokenized US Equities & DeFi Trading Protocols

Comment Letter to the CFTC re: Revisions to the Business Conduct and Swap Documentation Requirements

Comment Letter to SEC on 2025 CAT Funding Proposal

Policy Positions

Policy Positions

Search the firm’s policy positions and commentary.

Search the firm’s policy positions and commentary.

Document Type

Year

Resiliency of Liquidity Provision in Stressed Markets: Benefits of Non-Bank Market Makers in Fixed Income Markets

Comment Letter to the SEC and CFTC on Further Definition of "Swap" and "Security-Based Swap" and on Alternative Compliance

Comment Letter to the SEC on NYSE Continued Listing Requirements

Comment Letter to the SEC and CFTC on Swap and Security-Based Swap Data Reporting

Comment Letter to the SEC on the Order Protection Rule

Comment Letter to the SEC on Tokenized U.S. Equity Securities & DeFi Trading Protocols

Comment Letter to the SEC on Nasdaq Initial and Continued Listing Requirements

Comment Letter to the SEC on Tokenized US Equities & DeFi Trading Protocols

Comment Letter to the CFTC re: Revisions to the Business Conduct and Swap Documentation Requirements

Comment Letter to SEC on 2025 CAT Funding Proposal