Disclosures

Disclosures for US Clients

IN THE U.S., SWAPS ACTIVITY IS CONDUCTED BY CITADEL SECURITIES SWAP DEALER LLC, SECURITIES ACTIVITY WITH BROKER-DEALERS AND FX ACTIVITIES ARE CONDUCTED BY CITADEL SECURITIES LLC (MEMBER FINRA AND SIPC), AND SECURITIES ACTIVITY WITH NON-BROKER-DEALERS IS CONDUCTED BY CITADEL SECURITIES INSTITUTIONAL LLC (MEMBER FINRA AND SIPC). IN THE U.K., SWAPS ACTIVITY IS CONDUCTED BY CITADEL SECURITIES (EUROPE) LIMITED. CITADEL SECURITIES ( EUROPE) LIMITED IS AUTHORISED BY THE UK FINANCIAL CONDUCT AUTHORITY UNDER REGISTRATION NUMBER 447450 AND IS REGULATED BY THE CENTRAL BANK OF IRELAND FOR CONDUCT OF BUSINESS RULES.

Disclosures for EU Clients

Disclosures Related to MiFID II and EU Market Abuse Regulation
Fixed Income Investment Recommendations:

EU Pillar 3 Disclosure Documents:

Disclosures for MiFID II