Market Lens: Exchange Best Practices for Reducing Operational Risk at Broker-Dealers

September 9, 2021

In this Market Lens paper, Citadel Securities, NYSE, Nasdaq, MIAX, MEMX, and BOX synthesize lessons learned from managing operational risks that arise in the interactions between exchanges and their participants and identify two broad categories of operational risk which have the potential to disrupt trading.

Click here to check out the full report.